Grothendieck and Me

Grothendieck and me

In 1985, when Grothendieck wrote Récoltes et Semailles, he had been out of touch with the mathematical community for more than 10 years. In particular, he didn't realize how dominant his persona and work still were. When he tried to reconstruct things from a somewhat paranoid perspective, he came up with a conspiracy theory that can only be described as delusional. In 1986, he sent me part of the R&S, and I wrote to him asking for the rest. Here is our exchange of letters.

Feb 5, 1986.
Dear Milne,
I sent you the texts you acknowledge receipt of, because you are named there as a participant of a fraud, and I thought you might wish to give some explanation. The part of the text which most concerns you is on pages 832-38, 1108-10, 1170-73. The text is going to the printer by the end of this month, and I'll mention in a footnote whether or not the "préjudice de bonne foi" I had been keeping with respect to you, Ogus and Shih, has been substantiated or not by the response or non-response I got.
Yours sincerely
A Grothendieck.

13th February, 1986
Dear Grothendieck,
Those parts of "L'ENTERREMENT" that I have read concerning Lecture Notes 900 are pure phantasy and are deeply insulting to both Deligne and me.
I can assure you that there is no conspiracy to "bury" either you or your mathematics. It is entirely a figment of your imagination.
Your question of whether my writings are in "bonne foi", that is, whether they were written without the deliberate design of "enterrement", is too silly to merit a response.
I hope that, having completed this work, you can now turn your attention to more fruitful activities.
Yours sincerely,
J. S. Milne

I give one example. When Deligne and I were discussing the Lecture Notes 900 volume, I suggested that we include a 50 page exposition on Tannakian categories because, at the time, the only source for them was Saavedra's 400 page thesis, which is difficult to read. Deligne agreed, so we wrote the article, which has proved to be quite useful to mathematicians.

Compare this with Grothendieck's page after page of conspiratorial fantasies. For example, he repeatedly accuses Deligne and Saavedra of nefariously naming the categories "tannakienne", but he himself calls them "catégorie tannakienne" in an unpublished manuscript.

Another example. Grothendieck goes on endlessly about how Deligne had "buried" motives until 1982, working "tirelessly at hiding the inheritance, denying and destructing the creative unity at its core" (R&S p.379). He also repeatedly complains that he hadn't been given credit for motives. The opposite is true.

Indeed, Deligne promoted motives. In his 1977 Corvallis talk, Deligne "dreams" of realizing Shimura varieties as moduli varieties for motives, and I can recall many discussions in the 1970s with him on motives and Shimura varieties. After he had introduced Langlands to the idea that Shimura varieties should be thought of as moduli varieties of motives, Langlands used motives in his own 1977 Corvallis talk, Automorphic representations, Shimura varieties, and motives. One problem for Grothendieck was that most of the interest in motives in the 1970s was for their application to Shimura varieties and the Langlands program, about which he knew nothing.

Motives were everywhere in the 1970s. Already, by 1970 there were at least four accounts of motives, each clearly crediting Grothendieck:

Everyone knew that the theory of motives was one of Grothendieck's great ideas.

When Deligne proved the last of the Weil conjectures in 1973, there was a gap in the literature, namely, the proofs of the Lefschetz trace formulas, essential to the study of the conjectures, had never been properly written up and published. Some mathematicians argued that Deligne shouldn't be awarded the Fields Medal because of this. Illusie undertook the rather thankless task of writing up the proofs, and they were published in 1977 (SGA 5). Deligne meanwhile gave a series of lectures at the 1974 Arcata conference on algebraic geometry explaining the étale cohomology necessary for his proof. This and other items were published in 1977 (SGA 4 1/2) in a volume that generously credits Grothendieck as a collaborator. Grothendieck's reaction to this in R&S is so extreme that it doesn't merit comment.

Grothendieck didn't like Grothendieck topologies because two such topologies may give the same sheaf theory, which was what was important, so he called them "pre-topologies" and gave a new definition of "topology". But the new definition has the same problem, so he concluded that the essential object is the category of sheaves of sets, which he called a topos. When the original typed notes for SGA 4 were published by Springer, hundreds of pages of topos theory had been added (112 pages became 512). However, pre-topologies are perfectly adequate for étale cohomology, and have the advantage of making the theory look more like the usual cohomology theory on topological spaces. Since topos theory was irrelevant for the mathematics we were interested in, many of us simply ignored it. Grothendieck was so offended by this that he concluded that we must all be part of some large conspiracy to bury him and his mathematics. This, of course, was nonsense: we just weren't interested in topos theory.

R&S is full of conspiracy theories and accusations concerning mathematicians. Later Grothendieck went so far as to make terrible accusations against the person, Wilhelm Heydorn, who had acted as his foster father in Germany when his parents had abandoned him, saving him from who knows what, namely, that he somehow shared responsibility for the destruction of the Jews in the Nazi period including the murder of Grothendieck's father.

[Because a version of R&S has been published, I decided that it was time to make public what those of us who were around in the sixties and seventies have been saying privately.]

For an excellent article on R&S by Pierre Schapira, see here (posted as arXiv:2301.02898) (but skip the response to it by Leila Schneps, which spreads misinformation).

John Tate, in his review of the Grothendieck-Serre correspondence writes

The rest of the book, six letters from the mid 1980s is sad to read. Grothendieck has isolated himself and begun writing Récoltes et Semailles, a rambling account of his bitter somewhat paranoid reflections on his mathematical life and on the behaviour of his former students and his colleagues...

For all its flaws, R&S contains some beautiful writing:

Mon principal guide dans mon travail a été la recherche constante d'une cohérence parfaite, d'une harmonie complète que je devinais derrière la surface turbulente des choses, et que je m'efforçais de dégager patiemment, sans jamais m'en lasser. C'était un sens aigu de la "beauté", súrement, qui était mon flair et ma seule boussole. Ma plus grande joie a été, moins de la contempler quand elle était apparue en pleine lumière, que de la voir se dégager peu à peu du manteau d'ombre et de brumes où il lui plaisait de se dérober sans cesse. Certes, je n'avais de cesse que quand j'étais parvenu à l'amener jusqu'à la plus claire lumière du jour. J'ai connu alors, parfois, la plénitude de la contemplation, quand tous les sons audibles concourent à une même et vaste harmonie. Mais plus souvent encore, ce qui était amené au grand jour devenait aussitot motivation et moyen d'une nouvelle plongée dans les brumes, à la poursuite d'une nouvelle incarnation de Celle qui restait à jamais mystérieuse, inconnue --- m'appelant sans cesse...

My principal guide has been the constant search for a perfect coherence, a complete harmony, that I sensed lay behind the turbulent surface of things, and that I endeavoured to release patiently, tirelessly. A keen sense of "beauty", certainly, guided my instincts and was my only compass. My greatest joy was not so much in contemplating it when it had been brought into the full light, as in seeing it gradually emerge from the cloak of shadow and mist where it liked to hide. Of course, I did not stop until I had managed to bring it into the clearest light of day. I knew then, sometimes, the fullness of contemplation, when all heard sounds contribute to a single vast harmony. But more often, what had been brought into the light immediately became the motivation and means for a new plunge into the mists, in pursuit of a new incarnation of That which remained forever mysterious, unknown --- calling me constantly.